PTAB Discretionary Denials Up 60%+ in 2020: Fueled Entirely by 314(a) Denials

In 2020, the PTAB logged a record increase in “discretionary” denials, with 228 petitions denied without considering the merits.  The vast majority—62%—came under either the NHK Spring/Fintiv “trial date” framework or were based on the new parallel petition requirements.  In a year where denials were up generally, roughly 20% of all institution decisions (and almost half of ALL denials) were procedurally denied, compared to 12.5% in 2019.  

Remarkably, the Board has accelerated their use of procedural denials based on trial dates, despite district trials continually being delayed—and many cancelled outright—due to the current pandemic. This 60% increase in denial rates was due to the explosive use of 314(a).  Indeed, even in the trial on which this line of decisions were based–-the NHK Spring decision—the trial never materialized.  

That overall decisions were down in 2020 (based on a dip in filings in 2019) throws those numbers in to even starker relief; as you can see from the chart below, “procedural” non-merits denials made up almost half (43+%) of all denials, merits or otherwise. 


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The use of 314(a) nearly doubled over that in 2019, following the previous trend from 2018 to 2019. Indeed, this year 314(a) was used in 73% (167) of all procedural denials.

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Looking at the last five years, 314(a) denials are now used by the Board nearly 11% of the time by the board, an increase of 1.5% from last quarter.

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Meanwhile, 325(d) denials remain consistent with last quarter at 5.4%. 

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The NHK Spring/Fintiv framework, in particular, saw a +1,300% increase in 2020—i.e., 85 times in 2020, versus 6 in 2019. Parallel Petition Denials also saw a 60% increase from the previous year as well.

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